We are a general securities broker-dealer licensed to sell securities in all 50 states and Puerto Rico. We are registered with the Securities and Exchange Commission (SEC) and the National Association of Securities Dealers (NASD) www.nasd.com. We are also a member firm of the Securities Investor Protection Corporation (SIPC) and the Securities Industry Association (SIA).
Our efforts are ultimately focused on creating long term partnerships with our Investor Representatives and their clients, forged through our commitment to quality service and their confidence in our ability to deliver what we promise.
Our Investor Representatives are successful businessmen and women who prefer the flexibility an independent relationship affords. They are committed to act as an agent for their clients' best interest.